Experienced Professionals Assisting Broker-Dealer and Registered Investment Adviser Clients With Membership Applications, Regulatory Issues and Inquiries, and Compliance.
Offering Consulting Services Nationwide
Providing Custom Solutions that address the regulatory and compliance needs of Broker-Dealers and Registered Investment Advisers.
Expert Witness
Tailored Approach
Personal Attention
Clients will work directly with the President and
Founding Principal Colleen Diles.
This website is owned and operated by The Diles Group, LLC doing business as Diles Consulting.