Experienced Professionals Assisting Broker-Dealer and Registered Investment Adviser Clients With Membership Applications, Regulatory Issues and Inquiries, and Compliance.

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Offering Consulting Services Nationwide

Providing Custom Solutions that address the regulatory and compliance needs of Broker-Dealers and Registered Investment Advisers.

Expert Witness
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Tailored Approach
Personal Attention

Clients will work directly with the President and Founding Principal Colleen Diles.

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About Colleen

This website is owned and operated by The Diles Group, LLC doing business as Diles Consulting.